Teaching, Learning, and
Their Counterfeits
Mortimer J. Adler
(1977, 1987)
In "Teaching, Learning, and Their
Counterfeits" we learn that genuine teaching, as opposed to indoctrination,
is a cooperative art, an activity that helps but cannot by itself bring
about genuine learning. Part of this essay "Teaching and Learning" was
written for From Parnassus, a collection
of essays in
honor of
Jacques Barzun, edited by William R. Keylor and Dora B. Weiner
(New York: Harper & Row,
1976); part of
it was unpublished. The
conception of teaching and learning it
presents is the basis of the Paideia
program.
G.V.D.
EVERYONE KNOWS, or certainly should know, that
indoctrination is not genuine teaching and that the results of
indoctrination are the very opposite of genuine learning. Yet, as a matter
of fact, much that goes on in the classrooms of our schools is nothing but
indoctrination. The results that are measured by our standardized tests are
not products of genuine learning.
All learning is either by
instruction or by discovery-that is, with or without the aid of teachers.
The teachers who serve as instructors may be alive and in direct contact
with those whom they instruct, as is always the case in classrooms or
tutorials, or they may be present to the learner only in the form of books.
The teacher who instructs by his writings cannot engage in discussion with
those who are reading his works in order to learn; he can ask them initial
questions, but he cannot ask any second
questions-questions about answers they give to his initial questions. He is,
therefore, seriously limited in his performance of the art of teaching,
though he may have done what he could to apply the rules of that art in his
effort to communicate what he knows.
That the effort to
communicate what a man knows is not, in itself,
effective teaching follows from the fact that such
efforts are seldom if ever successful and, at best, they succeed only in
part. Successful teaching occurs only when the mind of the learner passes
from a state of ignorance or error to a state of knowledge. The knowledge
acquired may be either something already known by the teacher, or something
about which he himself is inquiring. In either case, the transformation
effected in the mind of the learner is learning by instruction only if
another human being has taken certain deliberate steps to bring about that
transformation. What the teacher does must be deliberately calculated to
change the mind of the learner. Merely motivating someone to learn is not
enough; stimulation is not teaching.
Since whatever can
be learned by instruction must necessarily have been learned first by
discovery without the aid of teachers, it follows that teachers are,
absolutely speaking, dispensable. Nevertheless, they are useful because most
human beings need instruction to learn what they could have learned by
discovering it for themselves. If we recognize, as we should, that genuine
learning cannot occur without activity on the part of the learner (passive
absorption or rote memorization does not deserve to be called learning),
then we must also recognize that all learning is a process of discovery on
the part of the learner.
This alters our understanding of
the distinction between learning by discovery and learning by instruction.
If the latter is not to be identified with passive absorption or rote
memorization, then the distinction divides all active learning into two
kinds-unaided discovery, discovery without the aid of teachers, on the one
hand; and aided discovery, or discovery deliberately assisted by teachers,
on the other. In both cases, the principal cause of learning is activity on
the part of the learner engaged in the process of discovery; when
instruction occurs, the teacher is at best only an instrumental cause
operating to guide or facilitate the process of discovery on the part of the
learner. To suppose that the teacher is ever more than an instrumental cause
is to suppose that the activity of a teacher can by itself suffice to cause
learning to occur in another person even though the latter remains entirely
passive. This would view the learner as a patient being acted upon rather
than as an agent whose activity is both primary and indispensable. In
contrast, the instrumental activity of the teacher is always secondary and
dispensable.
These basic insights
are epitomized by Socrates when, in the Theaetetus,
he describes his role as a teacher by analogy with the
service performed by a midwife who does nothing more than assist the
pregnant mother to give birth with less pain and more assurance. So,
according to Socrates, the teacher assists the inquiring mind of the learner
to give birth to knowledge, facilitating the process of discovery on the
learner's part.
Teaching, like
farming and healing, is a cooperative art. Understanding this, Comenius in
The Great Didactic again and again
compares the cultivation of the mind with the cultivation of the field; so,
too, Plato compares the teacher's art with the physician's.
In arts such as
shoemaking and shipbuilding, painting and sculpture (arts which I call
"operative" to distinguish them from the three cooperative arts), the artist
is the principal cause of the product produced. Nature may supply the
materials to be fashioned or transformed, and may even supply models to
imitate, but without the intervention of the artist's skill and causal
efficacy, nature would not produce shoes, ships, paintings, or statues.
Unlike the operative
artist, who aims either at beauty or utility, the cooperative artist merely
helps nature to produce results that it is able to produce by its own
powers, without the assistance of the artist without the intervention of the
artist's accessory causality. Fruits and grains grow naturally; the farmer
intervenes merely to assure that these natural products grow with regularity
and, perhaps, to increase their quantity. The body has the power to heal
itself-to maintain health and regain health; the physician who adopts the
Hippocratic conception of the healing art attempts to support and reinforce
the natural processes of the body. The mind, like the body, has the power to
achieve what is good for itself-knowledge and understanding. Learning would
go on if there were no teachers, just as healing and growing would go on if
there were no physicians and farmers.
Like the farmer and the
physician, the teacher must be sensitive to the natural process that his art
should help bring to its fullest fruition -the natural process of learning.
It is the nature of human learning that determines the strategy and tactics
of teaching. Since learning which results in expanded knowledge and improved
understanding (rather than memorized facts) is essentially a process of
discovery, the teacher's art consists largely in devices whereby one
individual can help another to lift himself up from a state of knowing and
understanding less to knowing and understanding more. Left to his own
devices, the learner would not get very far unless he asked himself
questions, perceived problems to be solved, suffered puzzlement over
dilemmas, put himself under the necessity of following out the implications
of this hypothesis or that, made observations and weighed the evidence for
alternative hypotheses, and so on. The teacher, aware of these indispensable
steps in the process by which he himself has moved his own mind up the
ladder of learning, devises ways to help another individual engage in a
similar process; and he applies them with sensitivity to the state of that
other person's mind and with awareness of whatever special difficulties the
other must overcome in order to make headway.
Discipline in the
traditional liberal arts imparts the skills by which an individual becomes
adept at learning. They are the arts of reading and writing, of speaking and
listening, of observing, measuring, and calculating-the arts of grammar,
rhetoric, and logic, the mathematical arts, and the arts of investigation.
Without some proficiency in these arts, no one can learn very much, whether
assisted or not by the use of books and the tutelage of teachers. Unless the
teacher is himself a skilled learner, a master of the liberal arts which are
the arts of learning, he cannot help those he attempts to teach acquire the
skills of learning; nor can his superior skill in learning provide the
learner with the help he needs in the process of discovery. The teacher must
put himself sympathetically in the position of a learner who is less
advanced than himself, less advanced both in skill and in knowledge or
understanding. From that vantage point, he must somehow reenact-or simulate
for the learner the activities he himself engaged in to achieve his present
state of mind.
The Hippocratic understanding of
healing as a cooperative art provides us with analogical insights into the
cooperative art of teaching. Hippocrates, whom we in the West regard as the
father of medicine, wrote treatises setting forth the rules of healing as a
cooperative art. They were rules for controlling the regimen of the
patient-the food he ate, the air he breathed, his hours of waking and
sleeping, the water he drank, the exercise he engaged in, and so forth. By
controlling the patient's regimen-his diet, his hours, his activities, his
environment -the physician helps the body to heal itself by its natural
processes.
Administering drugs, introducing
foreign substances into the body, Hippocrates regarded as the least
cooperative of all medical treatments. Surgery he regarded as a drastic
measure to be resorted to only when all cooperative methods failed; it was,
strictly speaking, an operative
rather than a cooperative procedure.
In the sphere of teaching, the
analogue of surgery is indoctrination, the result of which is rote
memorization, or some passive absorption of information without any
understanding of it. Indoctrination does violence to the mind, as surgery
does violence to the body, the only difference being that there is never any
excuse for indoctrination, while there can be justification for surgery.
Teachers who regard themselves as
the principal, even the sole, cause of the learning that occurs in their
students simply do not understand teaching as a cooperative art. They think
of themselves as producing knowledge or understanding in the minds of their
students in the same way that shoemakers produce shoes out of pliable or
plastic materials.
Only when teachers realize that
the principal cause of the learning that occurs in a student is the activity
of the student's own mind do they assume the role of cooperative artists.
While the activity of the learner's mind is the principal cause of all
learning, it is not the sole cause. Here the teacher steps in as a secondary
and cooperative cause.
Just as, in the view of
Hippocrates, surgery is a departure from healing as a cooperative art, so,
in the view of Socrates, didactic teaching, or teaching by lecturing or
telling rather than teaching by questioning and discussion, is a departure
from teaching as a cooperative art.
Lecturing is that form of
teaching which is analogous to the use of drugs and medication in the
practice of medicine. No violence may be done to the mind if the lecturer
eschews any attempt at indoctrination; but the lecture, even when it is
attended to with maximum effort on the part of the auditor, is something
that the mind must first absorb before it can begin to digest and assimilate
what is thus taken in. If. passively attended to and passively absorbed by
the memory, the lecture has the same effect as indoctrination, even if the
lecturer scrupulously intended to avoid that result. At its best, the
lecture cannot be more than an occasion for learning, as challenge to the
mind of the auditor, an invitation to inquiry. The lecture, in short, is no
better than the book as a teacher-an oral rather than a written
communication of knowledge.
If, however, the lecture is
always accompanied by some discussion of whatever matters are didactically
presented, if there is an active interchange between teacher and students
through questioning, didactic teaching can, to some slight degree, become
genuine teaching of knowledge understood instead of being an indoctrination
of opinions to be committed to memory, retained, regurgitated on
examinations, and then largely forgotten when the tests have been passed.
Analogous to the fully
cooperative therapeutic technique of controlling the patient's regimen is
the fully cooperative pedagogical technique of engaging the learner in
discussion-teaching by asking instead of teaching by telling, asking
questions not merely to elicit answers for the sake of grading them (as in a
quiz session, which is not teaching at all), but asking questions that open
up new avenues of inquiry.
When instruction is not
accompanied by discovery, when instruction makes impressions on the memory
with no act of understanding by the mind, then it is not genuine teaching,
but mere indoctrination. Genuine teaching, in sharp distinction from
indoctrination, always consists in activities on the part of teachers that
cooperate with activities performed by the minds of students engaged in
discovery.
The Greek word for mind, nous,
identifies it with understanding. What we do not understand at all we retain
solely through memory. Memory is a by-product of sense-perception;
understanding, an act of the intellect. Statements that are verbally
remembered and recalled should never be confused with facts understood.
Correlated with this distinction
between mind and memory is the distinction between knowledge and opinion. To
know something as opposed to holding a mere opinion about it is to
understand it in the light of relevant reasons and supporting evidence.
Students acquire knowledge by the
activity of their own minds, with or without the aid of teachers. How do
they come by the opinions they hold, especially those acquired in the course
of schooling?
They have adopted them on the
naked authority of teachers who acted as if they were productive, not
cooperative, artists-teachers who indoctrinated them by didactic instruction
that was not accompanied by any acts of thinking or discovery on their part.
I have used the phrase "naked
authority" to signify the authority teachers arrogate to themselves when
they expect students to accept what they tell them simply because they are
teachers. The only authority to which genuine teachers, as opposed to
indoctrinators, should appeal is the authority of the relevant
reasons or the evidence supporting whatever is to be learned. In the absence
of such authority, teachers cannot help students acquire knowledge that is
understood. They can only indoctrinate them with opinions they may or may
not retain for long in their memories. Opinions adopted on the naked
authority of teachers have little durability. Opinions remembered, with that
memory reinforced temporarily by "boning up for tests," are opinions for the
most part soon forgotten.
Much more durable are the habits
of skill that are formed by the kind of teaching that is coaching, which is
more cooperative than didactic teaching even when what is thus taught is
illuminated by understanding through discussion. Habits are not memories.
They can only be formed by coaching, never by lectures and the reading of
textbooks.
Most students passing, at the end
of one academic year, the standardized tests currently used, which are
largely tests of memory, would probably not be able to pass them if they
were given the same tests without warning at the beginning of the next
academic year. But if the habitually possessed skills of students in reading
and writing were measured by the level of their performance at the end of
one academic year and then measured in the same way at a later time, little
would be lost.
The understanding of ideas and
knowledge understood, once acquired, has maximum durability. What is
understood cannot be forgotten because it is a habit of the intellect, not
something remembered. Anyone who comes to understand that a truth is
self-evident only if it is undeniable because its opposite is unthinkable
will understand it forever. To test or measure the understanding of
students, the only effective instrument is an oral examination, a probing of
the mind by persistent questioning that penetrates its depths as far as
possible.
The
misunderstanding of teaching and learning that prevails today has resulted
in the deplorable fact, amply attested by Professor John Goodlad in A
Place Called School, that 85 percent of all classroom time is consumed
by unrelieved didactic teaching that is not genuine teaching at all, but
sheer indoctrination. It results in the short-lived, mainly verbal, memory
of mere opinions adopted on the naked authority assumed by indoctrinating
teachers.
The conception of the teacher as
one who has knowledge or information that he or she transmits to students as
passive recipients violates the nature of teaching as a cooperative art. It
assumes that genuine learning can occur simply by instruction, without acts
of thinking and understanding that involve discovery by the minds of
students.
The way in which we test or
examine students and the way in which we grade them determines what teachers
teach and how they teach, and what students learn and how they learn. Our
present methods call for indoctrination rather than genuine teaching, and
for memorizing rather than genuine learning.
Unless we radically change our
present methods of testing and grading students, we cannot expect our
teachers to become cooperative artists instead of mere indoctrinators, and
we cannot expect our students to become genuine learners instead of mere
memorizers.
All our written tests should be
open-book examinations so that students prepare for them not by boning up on
what they have not adequately remembered, but by trying to deepen their
understanding of what they were taught, or sharpening their thinking about
it. If habitual skills are to be evaluated, they should be tested by
performances judged adequate or inadequate. And to measure levels of
understanding, the only effective instrument is an oral examination.
Four things are needed in the
training of teachers to make them cooperative artists:
1. They themselves should possess
whatever knowledge students are expected to acquire through their didactic
efforts, but this by itself is never enough. They must also have an
understanding of everything they know in order for them to be able to
supplement their didactic performance by questioning, by answering
questions, by leading discussions that will help their students acquire
genuine knowledge, knowledge accompanied by understanding.
2. Teachers should have the
intellectual skills they are expected to coach and they should know how to
form the habits of those skills in the students they coach.
3. They should have an
understanding of the ideas and issues that they wish to help students to
comprehend through discussions in Socratically conducted seminars. For this
purpose they should be trained in the art of conducting seminars by
observing others conducting them, by participating themselves as students in
seminars conducted by others, and by conducting seminars under the critical
scrutiny of masters of this art.
4. Most important of all, they
should be so prepared for the profession of teaching that they understand
their own primary role as that of learners. A school should be a place where
teachers learn, not just a place where students learn. A learner-teacher is
one whose teaching involves genuine intellectual activity on the teacher's
part as well as on the student's part, not just recitation by the teacher
and memorization by the students.
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